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Getting Started with POEMS, Understanding CAR & CKA

Saturday, January 7, 2012 from 11:00 AM to 1:00 PM (GMT+0800)

Singapore City, Singapore

Getting Started with POEMS, Understanding CAR & CKA

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Type Remaining End     Quantity
Getting Started with POEMS, Understanding CAR & CKA (11am to 1pm)   more info 15 tickets Ended Free  
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Event Details

Getting Started with POEMS


Have you set up a POEMS account and had the idea on how to get started?

Our online trading platform allows you to gain 24-hour access to multiple markets. To unleash some techniques in using this tool, join us for a FREE seminar and learn more about its features. Our in-house dealers will provide you with basic yet essential information about our POEMS trading platform – its functions and capabilities.

In this seminar, you will also get to understand the new requirements for SIPs and learn more on each of these investment products.

 

Understanding about Customer Account Review (CAR) and Customer Knowledge Assessment (CKA)

 

The Monetary Authority of Singapore (MAS) is introducing new guidelines with effect from 1st January 2012 for financial institutions like Phillip Securities to provide safeguards to retail investors who wish to trade Specified Investment Products (SIPs). Under these new guidelines, both existing and new clients are required to be assessed by their broking firm for relevant knowledge and experience in trading SIPs.

 

Topic Outline

o       Introduction to CAR, CKA and SIP

o        What is the new CAR and CKA process about?

o        Who needs to do this?

o        Why is CAR and CKA needed?

o        Which products are classified as SIP?

o        What is the process to be qualified to invest in SIP?

o        What educational resources are available to learn about SIP?

 

For enquiries, call 6299 0555 or email boonkeng@phillip.com.sg 

When & Where


Blk 102 Towner Road
#01-264
Singapore City, 322102
Singapore

Saturday, January 7, 2012 from 11:00 AM to 1:00 PM (GMT+0800)


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Hosted By

Phillip Securities Pte Ltd (A member of PhillipCapital)



 

Established in 1975, PhillipCapital is a group of companies which offers a full range of quality and innovative financial services to retail, corporate and institutional clients. Our comprehensive suite of financial services includes fund management, unit trusts, hedge funds, insurance planning, investment research and broking in bonds, securities, futures, foreign exchange, precious metals and commodities. Institutions can also benefit from our corporate finance and advisory services as well as information technology solutions.

 

Today, we operate in the financial hubs of 13 countries, with offices in Singapore, Malaysia, Indonesia, Thailand, Hong Kong, China, Japan, Sri Lanka, Turkey, United Kingdom, France, Australia and USA.

 

In Singapore, our members include Phillip Securities Pte Ltd, Phillip Securities Research Pte Ltd, Phillip Futures Pte Ltd, Phillip Financial Pte Ltd, Phillip Capital Management (S) Ltd, CyberQuote Pte Ltd, Phillip Private Equity Pte Ltd, IFS Capital Limited and ECICS Limited.